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Thursday, December 11, 2008
Law - More on: SEC's Division of Enforcement issues a 122-page Enforcement Manual
Updaitng this Nov. 5th ILB entry is this Law.com story today by Harold K. Gordon and Tracy V. Schaffer, headed "Release of 'Red Book' a Move Toward SEC Transparency." A quote:
The Red Book historically served as a procedural reference on certain issues for SEC Staff in their investigations of potential violations of the federal securities laws. For the first time, it will now serve as a resource to help standardize the SEC's investigative process by compiling many of the procedures of the SEC's Division of Enforcement in one document available to the public.
Posted by Marcia Oddi on December 11, 2008 08:35 AM
Posted to General Law Related